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by Bhikkhu Bodhi
Newcomers to Buddhism are usually impressed by the clarity,
directness, and earthy practicality of the Dhamma as embodied in
such basic teachings as the Four Noble Truths, the Noble Eightfold
Path, and the threefold training. These teachings, as clear as
day-light, are accessible to any serious seeker looking for a way
beyond suffering. When, however, these seekers encounter the
doctrine of rebirth, they often balk, convinced it just doesn't
make sense. At this point, they suspect that the teaching has
swerved off course, tumbling from the grand highway of reason into
wistfulness and speculation. Even modernist interpreters of Buddhism
seem to have trouble taking the rebirth teaching seriously. Some
dismiss it as just a piece of cultural baggage, "ancient Indian
metaphysics," that the Buddha retained in deference to the
world view of his age. Others interpret it as a metaphor for the
change of mental states, with the realms of rebirth seen as symbols
for psychological archetypes. A few critics even question the
authenticity of the texts on rebirth, arguing that they must be
interpolations.
A quick glance at the Pali suttas would show that none of these
claims has much substance. The teaching of rebirth crops up almost
everywhere in the Canon, and is so closely bound to a host of other
doctrines that to remove it would virtually reduce the Dhamma to
tatters. Moreover, when the suttas speak about rebirth into the five
realms the hells, the animal world, the spirit realm, the human
world, and the heavens they never hint that these terms are
meant symbolically. To the contrary, they even say that rebirth
occurs "with the breakup of the body, after death," which
clearly implies they intend the idea of rebirth to be taken quite
literally.
In this essay I won't be arguing the case for the scientific
validity of rebirth. Instead, I wish to show that the idea of
rebirth makes sense. I will be contending that it "makes
sense" in two ways: first, in that it is intelligible,
having meaning both intrinsically and in relation to the Dhamma as a
whole; and second, in that it helps us to make sense, to
understand our own place in the world. I will try to establish this
in relation to three domains of discourse, the ethical, the
ontological, and the soteriological. Don't be frightened by the big
words: the meaning will become clear as we go along.
First, the teaching of rebirth makes sense in relation to ethics.
For early Buddhism, the conception of rebirth is an essential plank
of its ethical theory, providing an incentive for avoiding evil and
doing good. In this context, the doctrine of rebirth is correlated
with the principle of kamma, which asserts that all our morally
determinate actions, our wholesome and unwholesome deeds, have an
inherent power to bring forth fruits that correspond to the moral
quality of those deeds. Read together, the twin teachings of rebirth
and kamma show that a principle of moral equilibrium obtains between
our actions and the felt quality of our lives, such that morally
good deeds bring agreeable results, bad deeds disagreeable results.
It is only too obvious that such moral equilibrium cannot be
found within the limits of a single life. We can observe, often
poignantly, that morally unscrupulous people might enjoy happiness,
esteem, and success, while people who lead lives of the highest
integrity are bowed down beneath pain and misery. For the principle
of moral equilibrium to work, some type of survival beyond the
present life is required, for kamma can bring its due retribution
only if our individual stream of consciousness does not terminate
with death. Two different forms of survival are possible: on the one
hand, an eternal afterlife in heaven or hell, on the other a
sequence of rebirths. Of these alternatives, the hypothesis of
rebirth seems far more compatible with moral justice than an eternal
afterlife; for any finite good action, it seems, must eventually
exhaust its potency, and no finite bad action, no matter how bad,
should warrant eternal damnation.
It may be the case that this insistence on some kind of moral
equity is an illusion, an unrealistic demand we superimpose on a
universe cold and indifferent to our hopes. There is no logical way
to prove the validity of rebirth and kamma. The naturalist might
just be right in holding that personal existence comes to an end at
death, and with it all prospects for moral justice. Nevertheless, I
believe such a thesis flies in the face of one of our deepest moral
intuitions, a sense that some kind of moral justice must ultimately
prevail. To show that this is so, let us consider two limiting cases
of ethically decisive action. As the limiting case of immoral
action, let us take Hitler, who was directly responsible for the
dehumanizing deaths of perhaps ten million people. As the limiting
case of moral action, let us consider a man who sacrifices his own
life to save the lives of total strangers. Now if there is not
survival beyond death, both men reap the same ultimate destiny.
Before dying, perhaps, Hitler experiences some pangs of despair; the
self-sacrificing hero enjoys a few seconds knowing he's performing a
noble deed. Then beyond that nothing, except in others'
memories. Both are obliterated, reduced to lifeless flesh and bones.
Now the naturalist might be correct in drawing this conclusion,
and in holding that those who believe in survival and retribution
are just projecting their own wishes out upon the world. But I think
something within us resists consigning both Hitler and our
compassionate hero to the same fate. The reason we resist is because
we have a deep intuitive sense that a principle of moral justice is
at work in the world, regulating the course of events in such a way
that our good and bad actions rebound upon ourselves to bring the
appropriate fruit. Where the naturalist holds that this intuition
amounts to nothing more than a projection of our own ideals out upon
the world, I would contend that the very fact that we can conceive a
demand for moral justice has a significance that is more than merely
psychological. However vaguely, our subjective sense of moral
justice reflects an objective reality, a principle of moral
equilibrium that is not mere projection but is built into the very
bedrock of actuality.
The above considerations are not intended to make belief in
rebirth a necessary basis for ethics. The Buddha himself does not
try to found ethics on the ideas of kamma and rebirth, but uses a
purely naturalistic type of moral reasoning that does not presuppose
personal survival or the working of kamma. The gist of his reasoning
is simply that we should not mistreat others by injuring them,
stealing their belongings, exploiting them sexually, or deceiving
them because we ourselves are averse to being treated in such
ways. Nevertheless, though the Buddha does not found ethics
on the theory of rebirth, he does make belief in kamma and rebirth a
strong inducement to moral behavior. When we recognize that our good
and bad actions can rebound upon ourselves, determining our future
lives and bringing us happiness or suffering, this gives us a
decisive reason to avoid unwholesome conduct and to diligently
pursue the good.
The Buddha includes belief in rebirth and kamma in his definition
of right view, and their explicit denial in wrong view. It is not
that the desire for the fruits of good karma should be one's main
motive for leading a moral life, but rather that acceptance of these
teachings inspires and reinforces our commitment to ethical ideals.
These twin principles open a window to a wider background against
which our pursuit of the moral life unfolds. They show us that our
present living conditions, our dispositions and aptitudes, our
virtues and faults, result from our actions in previous lives. When
we realize that our present conditions reflect our kammic past, we
will also realize that our present actions are the legacy that we
will transmit to our kammic descendants, that is, to ourselves in
future lives. The teaching of rebirth thus enables us to face the
future with fortitude, dignity, and courage. If we recognize that no
matter how debilitating our present conditions might be, no matter
how limiting and degrading, we can still redeem ourselves, we will
be spurred to exercise our will for the achievement of our future
good. By our present actions of body, speech, and mind, we can
transform ourselves, and by transforming ourselves, we can surmount
all inner and outer obstacles and advance toward the final goal.
The teachings of kamma and rebirth have a still deeper ethical
significance than as simple pointers to moral responsibility. They
show us not only that our personal lives are shaped by our own
kammic past, but also that we live in an ethically meaningful
universe. Taken in conjunction, they make the universe a cosmos,
an orderly, integrated whole, with dimensions of significance that
transcend the merely physical. The levels of order that we have
access to by direct inspection or scientific investigation do not
exhaust all the levels of cosmic order. There is system and pattern,
not only in the physical and biological domains, but also in the
ethical, and the teachings of kamma and rebirth reveal just what
that pattern is. Although this ethical order is invisible to our
fleshly eyes and cannot be detected by scientific apparatus, this
does not mean it is not real, Beyond the range of normal perception,
a moral law holds sway over our deeds and via our deeds over our
destiny. It is just the principle of kamma, operating across the
sequence of rebirths, that locks our volitional actions into the
dynamics of the cosmos, thus making ethics an expression of the
cosmos's own intrinsic orderliness. At this point ethics begins to
shade into ontology, which we will examine in the next part of this
essay.
The teaching of rebirth, taken in conjunction with the doctrine
of kamma, implies that we live in a morally ordered universe, one in
which our morally determinate actions bring forth fruits that in
some way correspond to their own ethical quality. Though the moral
law that links our actions with their fruits cannot be demonstrated
experimentally in the same way that physical and chemical laws can
be, this does not mean it is not real. It means only that, like
quarks and quasars, it operates beyond the threshold of sensory
perception. Far from being a mere projection of our subjective
ideals, the moral law locks our volitional deeds into an
all-embracing cosmic order that is perfectly objective in that it
functions independently of our personal desires, views, and beliefs.
Thus when we submit our behavior to the rule of ethics, we are not
simply acting in ways that merit moral approval. By conforming to
the principles of ethics we are doing nothing less than aligning
ourselves with the Dhamma, the universal law of righteousness and
truth which stands at the bedrock of the cosmos.
This brings us to the ontological aspect of the Buddhist
teaching on rebirth, its implications for understanding the nature
of being. Buddhism sees the process of rebirth as integral to the
principle of conditionality that runs through all existence. The
sentient universe is regulated by different orders of causation
layered in such a way that higher orders of causation can exercise
dominion over lower ones. Thus the order of kamma, which governs the
process of rebirth, dominates the lower orders of physical and
biological causation, bending their energies toward the fulfillment
of its own potential. The Buddha does not posit a divine judge who
rules over the workings of kamma, rewarding and punishing us for our
deeds. The kammic process functions autonomously, without a
supervisor or director, entirely through the intrinsic power of
volitional action. Interwoven with other orders in the vast, complex
web of conditionality, our deeds produce their consequences just as
naturally as seeds in a field bring forth their appropriate herbs
and flowers.
To understand how kamma can produce its effects across the
succession of rebirths we must invert our normal, everyday
conception of the relationship between consciousness and matter.
Under the influence of materialistic biases we assume that material
existence is determinative of consciousness. Because we witness
bodies being born into this world and observe how the mind matures
in tandem with the body, we tacitly take the body to be the
foundation of our existence and mind or consciousness an
evolutionary offshoot of blind material processes. Matter wins the
honored status of "objective reality," and mind becomes an
accidental intruder upon an inherently senseless universe.
From the Buddhist perspective, however, consciousness and the
world coexist in a relationship of mutual creation which equally
require both terms. Just as there can be no consciousness without a
body to serve as its physical support and a world as its sphere of
cognition, so there can be no physical organism and no world without
some type of consciousness to constitute them as an organism and
world. Though temporally neither mind nor matter can be regarded as
prior to the other, in terms of practical importance the Buddha says
that mind is the forerunner. Mind is the forerunner, not in the
sense that it arises before the body or can exist independently of a
physical substratum, but in the sense that the body and the world in
which we find ourselves reflect our mental activity.
It is mental activity, in the form of volition, that constitutes
kamma, and it is our stock of kamma that steers the stream of
consciousness from the past life into a new body. Thus the Buddha
says: "This body, O monks, is old kamma, to be seen as
generated and fashioned by volition, as something to be felt" (SN XI.37).
It is not only the body, as a composite whole, that is the product
of past kamma, but the sense faculties too (see SN XXV.146).
The eye, ear, nose, tongue, body-sense, and mind-base are also
fashioned by our past kamma, and thus kamma to some degree shapes
and influences all our sensory experience. Since kamma is ultimately
explained as volition (cetana), this means that the
particular body with which we are endowed, with all its
distinguishing features and faculties of sense, is rooted in our
volitional activities in earlier lives. Precisely how past volition
can influence the development of the zygote lies beyond the range of
scientific explanation, but if the Buddha's words are to be trusted
such an influence must be real.
The channel for the transmission of kammic influence from life to
life across the sequence of rebirths is the individual stream of
consciousness. Consciousness embraces both phases of our being
that in which we generate fresh kamma and that in which we reap the
fruits of old kamma and thus in the process of rebirth,
consciousness bridges the old and new existences. Consciousness is
not a single transmigrating entity, a self or soul, but a stream of
evanescent acts of consciousness, each of which arises, briefly
subsists, and then passes away. This entire stream, however, though
made up of evanescent units, is fused into a unified whole by the
causal relations obtaining between all the occasions of
consciousness in any individual continuum. At a deep level, each
occasion of consciousness inherits from its predecessor the entire
kammic legacy of that particular stream; in perishing, it in turn
passes that content on to its successor, augmented by its own novel
contribution. Thus our volitional deeds do not exhaust their full
potential in their immediately visible effects. Every volitional
deed that we perform, when it passes, leaves behind a subtle imprint
stamped upon the onward-flowing stream of consciousness. The deed
deposits in the stream of consciousness a seed capable of bearing
fruit, of producing a result that matches the ethical quality of the
deed.
When we encounter suitable external conditions, the kammic seeds
deposited in our mental continuum rise up from their dormant
condition and produce their fruits. The most important function
performed by kamma is to generate rebirth into an appropriate realm,
a realm that provides a field for it to unfold its stored
potentials. The bridge between the old existence and the new is, as
we said above, the evolving stream of consciousness. It is within
this stream of consciousness that the kamma has been created through
the exercise of volition; it is this same stream of consciousness,
flowing on, that carries the kammic energies into the new existence;
and it is again this same stream of consciousness that experiences
the fruit. Conceivably, at the deepest level all the individual
streams of consciousness are integrated into a single all-embracing
matrix, so that, beneath the surface of events, the separate kammic
accumulations of all living beings crisscross, overlap, and merge.
This hypothesis though speculative would help account for
the strange coincidences we sometimes meet that prick holes in our
assumptions of rational order.
The generative function of kamma in the production of new
existence is described by the Buddha in a short but pithy sutta
preserved in the Anguttara Nikaya (AN III.76). Venerable Ananda
approaches the Master and says, "'Existence, existence' is
spoken of, venerable sir. In what way is there existence?" The
Buddha replies: "If there were no kamma ripening in the sensory
realm, no sense-sphere existence would be discerned. If there where
no kamma ripening in the form realm, no form-sphere existence would
be discerned. If there were no kamma ripening in the formless realm,
no formless-sphere existence would be discerned. Therefore, Ananda,
kamma is the field, consciousness the seed, and craving the moisture
for beings obstructed by ignorance and fettered by craving to be
established in a new realm of existence, either low (sense-sphere),
middling (form-sphere), or high (formless-sphere)."
As long as ignorance and craving, the twin roots of the round of
rebirths, remain intact in our mental continuum, at the time of
death one especially powerful kamma will become ascendant and propel
the stream of consciousness to the realm of existence that
corresponds to its own "vibrational frequency." When
consciousness, as the seed, becomes planted or
"established" in that realm it sprouts forth into the rest
of the psycho-physical organism, summed up in the expression
"name and form" (nama-rupa). As the organism
matures, it provides the site for other past kammas to gain the
opportunity to produce their results. Then, within this new
existence, in response to our various kammically induced
experiences, we engage in actions that engender fresh kamma with the
capacity to generate still another rebirth. Thereby the round of
existence keeps turning from one life to the next, as the stream of
consciousness, swept along by craving and steered by kamma, assumes
successive modes of embodiment.
The ultimate implication of the Buddha's teaching on kamma and
rebirth is that human beings are the final masters of their own
destiny. Through our unwholesome deeds, rooted in greed, hatred, and
delusion, we create unwholesome kamma, the generative cause of bad
rebirths, of future misery and bondage. Through our wholesome deeds,
rooted in generosity, kindness, and wisdom, we beautify our minds
and thereby create kamma productive of a happy rebirth. By using
wisdom to dig more deeply below the superficial face of things, we
can uncover the subtle truths hidden by our preoccupation with
appearances. Thereby we can uproot the binding defilements and win
the peace of deliverance, the freedom beyond the cycle of kamma and
its fruit. This aspect of the Buddhist teaching on rebirth will be
explored more fully in the third part of this essay. (Not yet
available for distribution.)
| Source:
BPS Newsletter cover essay nos. 46 & 47 (3rd mailing, 2000
& 1st mailing, 2001). Copyright © 2001 Buddhist
Publication Society. Reproduced and reformatted from Access to
Insight edition © 2005 For free distribution. This work may be
republished, reformatted, reprinted, and redistributed in any
medium. It is the author's wish, however, that any such
republication and redistribution be made available to the public
on a free and unrestricted basis and that translations and other
derivative works be clearly marked as such. |
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